regulations are as follows:(1) To establish regulations on application for and granting of licenses to operate securities trading center, clearing house and securities depository center: An applicant must
the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to
license (limited brokerage, dealing or underwriting of investment units). The minimum paid-up capital requirement will be lessen from 100 million baht to 10 million baht for the applicant that has no
license (limited brokerage, dealing or underwriting of investment units). The minimum paid-up capital requirement will be lessen from 100 million baht to 10 million baht for the applicant that has no client
derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant?s qualifications, paid-up registered capital and capital requirement. This aims to
of the bonds by the issuer; (3) Extending the maturity periods for all 14 bond series by additional 11 years, and increasing the interest rate by 0.50 percent per year for the extended
application for offer for sale of newly issued units shall be the one of the following person: (1) in case such offer for sale for the purpose of establishing a REIT, the applicant shall be a person who will
applicant for undertaking trust business is prohibited from holding a position of director or executive of commercial banks, securities companies or financial institutions established under specific law due
applicant for approval of trust manager is a company with the main business objective to act as the trust manager, its directors must meet the following criteria: (a) there shall be at least two directors who
333/3 Vibhavadi-Rangsit Road, Chomphon , Chatuchak Bangkok 10900, Thailand Tel. +66 1207 or +66 2695 9587 Fax. +66 2695 9793 e-mail: oca@sec.or.th 1. Applicant details Mr. Miss Mrs. Other (please