, responsible investment ecosystem that drives long-term value for investors and contributes to a sustainable future. We look forward to continued collaboration with PRI and AIGCC in building a sustainable
management companies through actionable climate action plans, focusing on the governance aspect in line with the Investor Climate Action Plans (ICAPs). Developing climate action plans provides asset
, in the aspect of investor protection, the proposed regulation requires that Thai listed company offering ESOP must comply with criteria for existing shareholder protection (i.e. dilution effect). In
-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital
opportunities. We look forward to the successful introduction of DRs under the DR Linkage, and will continue to work closely with SEC Thailand to further enhance mutual connectivity and broaden investment
aspect of ESG principles, from the areas of capital market products and issuers to intermediaries and investors. The SEC also encourages business sectors in the capital market to disclose ESG information
entering into complex financial products or transactions whereby associated risks and return must also be studied. Moreover, assessment in the aspect of appropriateness to investment policy and investment
ก.ล.ต. ปรับปรุงนิยามผู้ลงทุนสถาบันในส่วนของกองทุนส่วนบุคคล (Private Fund: PF) โดยกำหนดให้กองทุนส่วนบุคคลเป็นผู้ลงทุนสถาบันได้โดยไม่ต้องพิจารณาคุณสมบัติของผู้ลงทุนที่ใช้บริการ (look through) เนื่องจาก
คุณสมบัติของผู้ลงทุนที่ใช้บริการ (look through) ได้แก่ (1) เป็นผู้ลงทุนสถาบันตามข้อ 5 ของประกาศที่ กจ. 39/2564 หรือ (2) มีฐานะทางการเงินเทียบเท่าผู้ลงทุนรายใหญ่พิเศษหรือผู้ลงทุนรายใหญ่
qualifications of the underlying investors (a “look-through” approach). These qualifications are as follows:: (1) The underlying investor must be an institutional investor as specified in Clause 5