companies who intend to manage SRI Funds and, hence allow more funding to be allocated to public and private sector-led projects underway to promote sustainable development, reduce carbon emissions, or

persons shall not be in aggregation at a time greater than one third of the total sold units of a mutual fund. Such limitations on unitholding are to ensure that investment units are widely allocated to

concerning 2012 interim dividend payment and warrants to purchase CMO ordinary shares to be issued and allocated to existing shareholders for free. Following public disclosure of such information, he sold all

(NMG), Electronics Industry Public Company Limited (EIC), and Tong Hua Holding Public Company Limited (TH), requiring them to pay a total, collective monetary civil sanctions of 33,677,137.50 baht

, Amornrat and Walailuk, requiring each person to pay a separate civil monetary penalty, the benefits received from committing the offenses and reimburse SEC’s investigation expenses in total amount of

Sanction Committee (CSC) has resolved to impose civil sanctions* on the two offenders above, requiring them to make payments for the civil monetary penalties and the reimbursements of investigative expenses

discussed issues of common interest among capital market regulators around the world namely, monetary policy and economic recovery in the post-COVID-19 world, establishment of cooperation among

Master’s Degree in Law and Diplomacy from Tufts University, and a Ph.D. in Economics from University of Pennsylvania, USA. Currently, he is also member of the Monetary Policy Committee and member of the

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาออนไลน์ในการประชุม “OMFIF Asia Forum” ซึ่งจัดโดย Official Monetary and Financial

follows :     - a civil monetary penalty of 500,000.00 Baht The SEC has banned Mr. Chatchaifrom holding the position of director or executive at any issuing or listed