knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC
manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for
appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick
Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide the work system including appropriate and sufficient personnel
Enclosure Page 3 Keaw Sub-district, BangPhli District, Samut Prakan, with the total land area of 2,114 square wah Selling price Baht 275,000,000 in aggregate The transfer of ownership The Company agrees to
title deed no. 54556 Soi Romyen 2, Debaratna Road, Bang Keaw Sub-district, BangPhli District, Samut Prakan, with the total land area of 2,114 square wah Selling price Baht 275,000,000 in aggregate The
Selling price Baht 550,000,000 in aggregate (Five hundred fifty million baht) The transfer of ownership Subsidiary Company had transferred and registered the ownership of Land and Buildings to the Purchaser
and Aggregate Co.,Ltd. (CPAC) GS Feb 1, 2016 2 years 4 months Purchase sand obtained from digging the water storage pond from GS by indicating the amount of sand with fixed price per unit 3. Contract
securities, disclose the kind and priority of any lien securing the issue, as well as the principal properties or assets subject to the lien include a. the aggregate value of the tangible assets which have
are similar and recurring in nature or could otherwise be grouped in a meaningful manner, the information required with respect to Part XI.B. Related Party Transactions shall be provided on an aggregate