://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/DIGITALASSETBUSINESS.aspx English (United States) Regulations Persons​ ​ Wealth Advice for All ​ A Settlor of an Infrastructure Trust ​ ​Trustee ​ ​​ Digital Asset

. This included providing valuable investment advice enabling investors to make effective financial decisions and utilize the capital market for wealth accumulation. This initiative is in line with the

). Prior to this appointment, she was Director of the Enterprise Risk Management Department, the Strategy and Planning Department, the Bond Department, the Portfolio Advice and Provident Fund Supervision

undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses.   The

undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses. The licensing

was director of the Portfolio Advice and Provident Fund Supervision Department and later the Finance and General Administration Department. _______________________

investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets. The 24-hour

securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and

giving of information advice to investors. The SEC notified the survey?s result to the Thai Bankers? Association and urged asset management company that appointed commercial bank as its selling agent to

market investment consultant of Finansia Syrus Securities Plc.The SEC found from its routine inspection that {A} frequently failed to keep records of his advice and clients' securities trading orders.  He