subscription order of a client without contacting or giving advice to the client. She admitted having done so without providing details on the fund to the client. The SEC has therefore imposed a 40-day
without contacting or giving advice to a client. The suspension resulted from his failure to perform duties or not providing services honestly.Following a report on client's complaint filed by Siam
adjust the repayment terms (value of 550 million baht); - Negotiation and execution of a loan agreement amendment with unrelated parties on 9 June 2025 to extend the repayment period
adjust the assumptions for cash flows projections of those subsidiaries to calculate the recoverable amount appropriately, and to consider the adequacy and appropriateness of the impairment loss for
Essentially, the amendments would apply to digital asset business operators, i.e., exchanges, brokers and dealers, and cover the licensing process, from change to the fee payment time frame to
dream? Project could https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5400 Climate change is everybody’s business and capital market could drive the change needed responsible business behavior and
baht, Start a journey to your dream? Project could https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5400 Climate change is everybody’s business and capital market could drive the change needed
. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint