committed upon the dishonest misappropriation of the fund for personal gains.   The actions committed by Mr. Chiyachantana and Ms. Hongsri were liable to be the offenses under Section 308, Section 311

conducted a public hearing on a proposed amendment to the regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final

concept that the Thailand Taxonomy Phase I would initially prioritize the economic activities that contribute significantly to greenhouse gases. Other views and suggestions were also submitted. For

misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed

.  The total granted rectification period lasted for five months and 12 days. The key work systems for business operation that the company failed to rectify were the trading system, the asset custody

. Opinions and suggestions of private organizations in the financial and capital markets as well as those from relevant state agencies were taken into account during the focus group consultation on 26 March

No. 21, six levels higher than No. 27 in the preceding year, and No. 5 within the Asia-Pacific region. Two areas of better performances were (1) Dealing with Construction Permits and (2) Protecting

to demonstrate Thai business operators’ potential and capabilities abroad.”During the morning session of the first day in SEC booth, more than 200 persons were interested and asked for information

credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such

under Royal Patronage to help lawyers sharpen their capability about class action in capital market cases so that they will be able to deliver justice for investors who were wronged by persons that went