Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving
เคลื่อนไหวของตลาดทุนโลก เหตุการณ์สำคัญและผลกระทบต่อตลาดทุน มาตรการพัฒนาตลาดทุนของแต่ละประเทศ การใช้เทคโนโลยีเพื่อเพิ่มประสิทธิภาพในการกำกับดูแล (Supervisory Technology: SupTech) มาตรฐานการกำกับดูแลสินทรัพย์
period of time specified by the Capital Market Supervisory Board as follows : 1. financial statement for the year 2016 2. annual registration statement for the year 2016 3. annual report for the
follows; (1) engaged in an act which may cause damage or constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board
the period specified in the notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of
Capital Market Supervisory Board. On August 10, 2018, the Criminal Court ruled against him for violating Sections 247 and 298 of the SEC Act conjunction. Since the defendant pleaded guilty, the court
comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as he failed to prepare and submit (1) a report on the total number
the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group
Market Supervisory Board. Subsequently, Miss Paleerat reduced her shareholding to below 25 percent, causing the obligations related to the tender offer to cease. SEC Act S.247 Settlement Committee
Market Supervisory Board of the SEC and Chair of the Accounting Systematization Committee of TFAC, also participated as a speaker, delivering a presentation entitled “From ISSB Standards to Trust and