Business , an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with the rules under Clause 7 or
Business, an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with the rules under Clause 7 or
specified in the notification of the association approved by the Office. The derivatives fund manager shall disclose to the customer investment information, results of operation, rules and procedures for
, rules and procedures for valuation of derivatives contracts, and any other information which has impact on management. The granting of approval under the first paragraph shall take into consideration the
Office together with supplementary documents according to the forms and procedures provided in the Office’s electronic system. Clause 8. The Office shall consider and make a decision relating to the
Clause 5 shall submit the application for approval to the Office together with supplementary documents according to the forms and procedures provided in the Office’s electronic system. Clause 8. The Office
intends to seek an approval for derivatives trading according to Clause 5 shall submit the application for approval to the Office together with supplementary documents according to the forms and procedures
, Conditions, and Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of Securities and Exchange Commission hereby issues the following regulations: Clause 1. The provision in