period when the contravention continues. The SEC has therefore filed a criminal complaint against MRC - BIZ and Mr. Tanit Ratchanontanunkron with the ECD. Persons suffering damage from such investment
reduction of annual fee for both appraisal company and lead appraiser; (3) Allowing the application for approval to be filed via electronic system (online), consolidating the current
continues. Therefore, SEC has filed a criminal complaint against all three persons with ECSD. In this regard, any person affected from such unlicensed activities should call ECD at 0-2237-7535 to provide
proceedings.Earlier, the SEC filed criminal complaints against the four offenders on the suspicious ground that their misconduct may be liable to the offenses under the Emergency Decree on Borrowing Which Are Regarded
however that so far no issuers of ICOs or digital tokens have obtained an approval, and no application for ICO approval or the registration statement has been filed with the SEC. In case of tips on
strongly advised to be careful with such manner of solicitation above and verify the existence of the solicited shares or examine if the offering in question has been properly filed with the SEC before
) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval. If approached with a solicitation to invest in
have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such
Sections 244/5 and 244/6 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the SEC therefore has filed a complaint against all 18 offenders with the ECD for consideration of further legal actions.In
client's order and not taping investment advices and client's order. Following a report on client?s complaint filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A} sent