According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16
. These actions have led to the formulation of key results and Strategic Plan that truly respond to the demands of all target groups, which will lead to mutual understanding and cooperation in driving the
global issue and urges all stakeholders in the capital market, particularly asset owners and asset managers, to prioritize positive actions on climate change as they have the decision powers to invest
investors. SEC’s actions in this regard over the past months are as follows. 1. Fund mobilization on the primary market: In August 2019, SEC considered allowing limited companies to mobilize funds on
transportation limitations as well. Such actions above may be liable to concealing material information or disclosing misleading information in contravention of the Securities Law. The SEC is instructing EARTH
trading. The aforesaid actions of Shine were in contravention of Sections 243(1), (2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code
Personnel of Business Operators dated September 15, 2010. The actions were in violation of Clauses 23(1) and (2) and the prohibited characteristics of the personnel in the capital market business under Clause
submitted in the manner that continually affected the share price. The actions of four investment consultants were deemed as misconducts concerning share price manipulation while the action of executive
derivatives trading orders via the internet from the IP address of Krungsri Securities. Those orders were submitted for a certain period of time. The actions of Ashiya, Onjira and Wasana that made trading