SEC Search

Facebook page "Aurora Trading Online" impersonates "Aurora Group"(Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1452&CaseYY=2567

Investor Alert : Facebook page "ARR Gold Trading" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

Facebook page "ARR Gold Trading" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3368&CaseYY=2567

Investor Alert : Facebook Page "ARR Gold Trading" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

Facebook Page "ARR Gold Trading" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3393&CaseYY=2567

Investor Alert : Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora

Company Limited (AURA)) : Unlicensed securities and derivatives business (Disclosure Date : 01/10/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1999&CaseYY=2567

Investor Alert : Facebook page "Pluk Phak Praw Rak Mae Company Limited" impersonates "Pluk Phak Praw Rak Mae Plc."

Facebook page "Pluk Phak Praw Rak Mae Company Limited" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 05/02/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0544&CaseYY=2568

Investor Alert : Facebook page Sawakami Securities Company buys and sells stocks impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Sawakami Securities Company buys and sells stocks impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 03

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1664&CaseYY=2567

Investor Alert : Facebook page "สวนผักโอ้กะจู๋ Ohkajhu Company Limited" impersonates "Pluk Phak Praw Rak Mae Plc."

Facebook page "สวนผักโอ้กะจู๋ Ohkajhu Company Limited" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 17/04/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1538&CaseYY=2568

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies

sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9518

Investor Alert : Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd.

Facebook page Sawakami Securities Company buys and sells on the stock market impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1660&CaseYY=2567