Securities and Exchange Act B.E. 2535 (1992) (SEA), has instructed GIFT to clarify the followings: (1) The reasonableness of the transactions, which potentially result in (a) conflicts of interest within the
headlined: “SEC files criminal complaints against 25 former IEC executives and associates for fraudulent acts and exploitation of the company’s interest” published on 31 October 2017: https://www.sec.or.th/EN
any case, the proposed transactions require approval by at least three-fourths of the voting rights of the attending shareholders, excluding those with a conflict of interest."
& balance) เพื่อรักษาสิทธิผู้ถือโทเคนดิจิทัล โดยกำหนดให้ issuer ต้องจัดให้มีกลไกดังกล่าว และมีมาตรการป้องกันและจัดการความขัดแย้งทางผลประโยชน์ (conflict of interest) รวมทั้งให้เปิดเผยกลไกและมาตรการดังกล่าวใน
for their own interest or other persons’, causing damage to AJD. In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time
postponement of interest payments or other returns in the event of circumstances that may impact the net capital of business operators, as specified by the SEC, to provide greater flexibility and
are requested to supervise and inspect all transactions that NUSA is currently conducting and will conduct in the future to ensure that they are accurate, appropriate and are of best interest for the
period. Additionally, the definition of Qualified Subordinated Debt has been revised to include provisions requiring business operators to defer principal payments and cancel or defer interest or any
business operators who have expertise in the investment products of interest, the services in which Thai business operators also have responsibilities to oversee the appropriateness of foreign business
: - SEC News No. 227/2023: “SEC orders Zipmex to rectify its net capital position andact in the best interest of clients,” released on 25 November 2023 - SEC News No. 13/2024: “SECinstructs