operators, DEMCO will face limitation in term of minority protection. IFA indicates that prior to making their decision, DEMCO shareholders should, with due care, take into account and compare benefit to
urges investors wishing to invest in derivatives to deal with licensed companies only for proper legal protection. The licensee list can be viewed at the SEC website - www.sec.or.th. In case of
, the SEC encouraged TIA right protection volunteers to perform their roles efficiently at the AGMs. Solid assessment outcomes reflect the success arising from all parties? strong effort and cooperation
between accounting system and forecast of investment returns. This might reflect Indian?s stronger accounting system, enforcement and investor protection. Note: The research paper was presented under the
is to ensure transparency and commitment to the protection of clients? best interest. The SEC expects the Code to attract cooperation from investment management companies, first of all, in the form of
, protection of investors? rights, and/or good governance, and (3) granting the SET Board of Governors the power to allow trading access to non-members of SET, which would enhance SET to have flexibility in its
issuers while maintaining an appropriate level of investor protection. The key aspects of the proposed amendments are as follows: (1) Approval Criteria: Issuers are required to obtain an issuer rating and
facilitate fundraising activities by providing appropriate regulatory flexibility, while continuing to uphold investor protection principles.Accordingly, the SEC is inviting public comments on the proposed
for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and
Transactions Act B.E. 2544 (2001), etc.; and 8. The Applicant has studied, acknowledged and understood the Personal Data Protection Policy for internal administration (as disclosed on the SEC Office’s website