was 447,263,780.45 baht. This manipulation case is in connection with the criminal complaint the SEC had earlier filed against four other co-principals with the Department of Special Investigation (DSI
into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the
of conduct. 1) In case of {A}: the SEC obtained from Kim Eng Securities (Thailand) Plc. a report on its investigation in response to a complaint lodged by a client. {A} admitted that during the year
Crime Suppression Division, Central Investigation Bureau, (8) Ms. Sthaporn Arakwatana, Head of Public Communication and Public Relations, Thailand Consumers Council, and (9) Ms. Supinya Klangnarong, Co
all offenders in this case were impleaded according to the evidence obtained from investigation process. “The SEC has taken actions according to the authority under the SEA and collaborated with
the SEC Complaint Center via Hotline 1207, or the SEC Facebook page: “สำนักงาน กลต.” or the SEC Live Chat on the SEC website, for further in-depth investigation.
Earlier, the SEC filed a criminal complaint against the 10 entities with the Department of Special Investigation (DSI) on account of fabricating financial statements, disclosing false information in
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order
TMB Bank Public Company Limited (TMB).According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa had