decisions for investors, while Nitchawan interfered with investors? assets by withdrawing and transferring securities of investors.Both offenders violated or failed to comply with the rules on capital market

particularly on NIPPON without spreading any damage to the public, and he made all compensation for the damage, it could be considered that he repented of what he had done while mitigating the injured person?s

raise funds with more opportunities and alternatives in issuing financial instruments. At the same time, investors with higher risk-taking capability will have more investment alternatives, while

securities companies, ASCO can reaffirm that all securities companies have operational system to monitor proprietary trading. ASCO has issued measures to take care of the matter while the SEC regularly

investment restrictions while expanding the range of ASEAN CIS to include real estate investment trusts. The ACMF continues to focus on enhancing capacity building through the ACMF Market Development

while in fact the person had received investment advice from another Kasikornthai employee who was not an approved investment consultant. {B}, the manager of the branch where the client received

buying and selling such shares. Sippakorn helped to provide three trading accounts for submission of trading orders while Rinnapa allowed trading orders to be submitted through her account. Such

received a complaint lodged by a client of a brokerage firm stating that {D} traded securities through client?s account without evidence of trading orders from client, while the client did not even know the

capital market; the initiative itself could be regarded as an innovation. The latest research indicates that total income of film industry totaled 26,992 million baht while those of music and karaoke

through the use of client accounts; while {D} was found using a client account to trade securities for her own benefits. In particular, their actions had been aided and abetted by {E} , who then was the