/2011 2. Notification of Capital Market Supervisory Board TorThor 7/2551 Rules for Applying for Permission and Granting of Permission to Derivatives Brokers to Establish Branch Offices 02/04/2008 01/05
/Nor 12/2551 Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators 28/04/2008 01/10/2008 Contact The Securities and Exchange Commission
Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of Capital Market Supervisory Board TorThor. 23/2553 Rules for Undertaking Derivatives Business
Exchange Commission Sor Thor. 13/2561 Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital 17/01/2018 01/04/2018
. Notification of the Securities and Exchange Commission Kor.Dor. 17/2539 Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar (Codefied
Effective Date 1. Act Securities and Exchange Act 2535 230 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission Rules and Procedures for Applying for License and Registration
. Notification of the Office of the Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office