”), shall be liable for JCT’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2024 within the period specified by the Capital Market

Business dated 5 November 2008, and thus failure to maintain qualifications legally required of a derivatives business operator.The SEC Board has therefore ordered a revocation of the company’s derivatives

operation of AQ ESTATE Public Company Limited (“AQ”), shall be liable for AQ’s failure to prepare and http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2017 Dated 18/01/2017 Mr

Mr. Phurich Nanavaratorn Mr. Phurich Nanavaratorn, a managing director for the operation of Polaris Capital Public Company Limited ("POLAR"), shall be liable for POLAR’s failure to prepare

construction and pay an advanced compensation of 2 million baht. However, it was found that VBB had failed to proceed according to the contract and used the money for the benefit of other persons instead. In

Bangkok, October 5, 2015 ? The SEC notified Polaris Capital Public Company Limited (POLAR) to submit and clarify all information within seven days as well as ordered the approval of POLAR capital

increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1

resulting in AIE’s failure to submit the reviewed financial statement for Q3/2016 to the SEC and the SET within the specified period. On June 21, 2017, the Criminal Fining Committee issued order no. 40/2017

resulting in AI’s failure to submit the reviewed financial statement for Q3/2016 to the SEC and the SET within the specified period. On May 17, 2017, the Criminal Fining Committee issued order no. 33/2017

instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 110/2024