focuses on both the development of the digital asset market and the supervision of digital asset business operators. We consider the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163 SEC public
and Regulations ( 151 ) Act and Royal Enactment ( 26 ) About SEC ( 23 ) Budget ( 21 ) Manual Select ( 10 ) Enforcement ( 9 ) Strategic Plan ( 8 ) investor ( 7 ) Market Data ( 5 ) Intermediaries ( 4
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to
(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment
derivatives trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators
client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing
Bangkok, February 5, 2014 - The SEC suspended {A}, a capital market investment consultant for trading securities on behalf of client while working for Kasikorn Securities Plc.Following a report from
Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from duty as approved capital market investment