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The Securities and Exchange Commission (SEC), led by the Capital Market Education Department, collaborated with SEC Ambassador in organizing a workshop on “Financial Investment Knowledge,” featuring
closely monitoring the situation and assessing possible impacts, placing importance on efficient risk management under the supervision of the Risk Oversight Committee, 8 Market Risk Management Sub-committee
growth and returns while maintaining our market leadership over the long term. Guided by our core strategies of “Customer Centricity” and making KBank the Customers’ Main Bank for all eight customer
effects on transactions in the capital market and investor services. ________________________
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC