, TRC’s financial manager, and (4) Ariya, Ounruen’s sister, had knowledge or possession of such inside information and the persons in (1), (2) and (4) had used such information to sell TRC shares in their
– sold 3,853,600 SQ shares in her possession through the trading account of Satida, her daughter, who rendered assistance or convenience by letting Penprapa use her trading account to sell the SQ shares
from the date specified in the SEC letter to be issued to notify their possession of the untrustworthy characteristics. _______________________* PTL financial year 2016 begins on 1 April 2015.** The
. Moreover, the existing laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces
the assets indicated in clause 5.1(1)(a) with the consideration in the total value of not exceeding, THB 6,655 million whereby the value of the total assets of PP1 according to the financial statements
) The confidence interval; (b) The holding period of the mutual fund’s assets. In case of relative VaR approach, the benchmark employed and the suitability thereof shall be indicated. (2) The expected
the investment in branch expansion and development of IT systems and equipment in Q3/2019 as indicated in theprospectus 12. Opinion of the Company’s Audit Committee and/or directors which differs from
and liquidity of the Company because the Company has no loan obligations. While waiting for the investment in branch expansion and development of IT systems and equipment in Q3/2019 as indicated in the
and the number of shares held by the shareholders ineligible to vote shall be indicated in the Notice of the Meeting. Further details of the matter are described in the Information Memorandum on
indicated; 3. the market price used for comparing with the offering price and the exercise price of warrants, including calculation methods; 4. in cases where the offering price is specified, prospective