ลงทุนในสัญญาซื้อขายล่วงหน้า และตราสารที่มีการกำหนดเงื่อนไขในการชำระคืนผลตอบแทนโดยอ้างอิงกับตัวแปร (embedded derivative instruments) มากขึ้น นั้น สำนักงานขอเรียนว่า เพื่อประโยชน์ในการติดตาม
advice on all types of non-complex capital market products, as well as complex or high-risk debt instruments or investment units, such as investment units of mutual funds offered to institutional or ultra
this purpose, the provision of significant funding shall include guarantors, contractual arrangements, or investments in any instruments that result in the financial supporter having the status of, or
). “units of collective investment schemes” means the following securities of collective investment schemes or that issued under foreign ETF with an objective to invest in securities, financial instruments or
possessory right or the leasehold in land, building, construction, machine, equipment including all other related assets used in the operation of an infrastructure business; (b) the concession right to operate
ownership of, the possessory right or the leasehold in land, building, construction, machine, equipment including all other related assets used in the operation of an infrastructure business; (b) the
Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the
Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re
Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities That Are Not Debt Instruments dated 26 September 2000, and Clause 25/1 of the Notification of the Securities and Exchange