liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the
, 2025 – September 18, 2025, Bitazza, a digital asset broker, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza's compliance system
Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including
Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide the work system including appropriate and sufficient personnel
") has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the counterparty or providing the system or facilitating a person who
Form 59 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:04 สรุปหลักเกณฑ์ Login to R59 System Tutorial List of management who submitted the changes in securities and
Form 59 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:12 สรุปหลักเกณฑ์ Login to R59 System Tutorial List of management who submitted the changes in securities and
Form 59 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:28 สรุปหลักเกณฑ์ Login to R59 System Tutorial List of management who submitted the changes in securities and
: CITY SPORTS AND RECREATION PUBLIC COMPANY LIMITED CSS: COMMUNICATION AND SYSTEM SOLUTION PUBLIC COMPANY LIMITED CTW: CHAROONG THAI WIRE & CABLE PUBLIC COMPANY LIMITED CV: CLOVER POWER PUBLIC COMPANY
AND RECREATION PUBLIC COMPANY LIMITED CSS: COMMUNICATION AND SYSTEM SOLUTION PUBLIC COMPANY LIMITED CTW: CHAROONG THAI WIRE & CABLE PUBLIC COMPANY LIMITED CV: CLOVER POWER PUBLIC COMPANY LIMITED CWT