Notification of the Capital Market Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992). “client’s asset” means an asset deemed to be owned by a client as
Notification of the Capital Market Supervisory Board in accordance with Section 111/1 of the Securities and Exchange Act B.E. 2535 (1992). “client’s asset” means an asset deemed to be owned by a client as
where the company may be liable to an offense related to client assets, which may cause damage to the clients, pursuant to the resolution of the SEC Board. Zipmex submitted clarifications on the matters
that they are truly used by the banks in charge to confirm unit subscription. In case of doubts, investors should contact the banks’ client service center or call SEC 24-Hour Public Service Center
intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of
intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of
Date Amount Average Price (baht) The methods of Acquisition/Disposition Remark VIBHAVADI MEDICAL CENTER PUBLIC COMPANY LIMITED (VIBHA) Major General SURIYA PHALAKORNKUL Spouse / Cohabiting Couple
Period As Of Details VIBHAVADI MEDICAL CENTER PUBLIC COMPANY LIMITED 2023 Reviewed Company Q2 30/06/2023 VIBHAVADI MEDICAL CENTER PUBLIC COMPANY LIMITED 2023 Reviewed Consolidated Q2 30/06/2023 VIBHAVADI
the client. Over a year and a half, a number of orders were day trading and submitted almost every day in the speculative trading pattern by {A} who had determined the securities, amount and price. The
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his