. The shareholders are strongly advised to review the information and exercise their right to protect their interest, as well as to request information from the executives of EIC in order to have
Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017. Information contained
: "The SEC expects executives of securities companies to strictly supervise compliance with good corporate governance principles. A reliable KYC/CDD system can reduce the possibility of inappropriate
of Section 16 of the Derivatives Act B.E. 2546 (2003). In this regard, the SEC filed a criminal complaint with the ECD Police against {X1} Co., Ltd. and its executives, namely {A}, as company director
decision. Shareholders can seek clarification from the company?s executives in the shareholders? meeting day. Those who cannot attend the meeting should give proxy to others and clearly state their own
. TLCA does realize that it will be beneficial to listed companies. I trust that the executives of all listed companies are pleased to cooperate and welcome all shareholders.? Voravan Tarapoom
carefully study the information, exercise their rights to protect their own benefits, and seek clarification or explanation from the company directors and executives so as to have sufficient information for
warn the client and notify the supervisor of the suspicion. Moreover, the SEC urges securities firm's executives to monitor investment consultants under their supervision to perform duties in compliance
On 6 July 2023, the SEC filed a criminal complaint against 10 offenders, comprising STARK and its former directors and executives, with DSI for colluding to falsify or consenting to the falsification
Form 246; requiring compliance with tender offer requirements when shareholding thresholds are reached; and establishing fiduciary duties of directors and executives to prevent self‑dealing and