indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
หลักเกณฑ์ และวิธีการเกี่ยวกับการลงทุนในหลักทรัพย์เพื่อบริษัท (proprietary trading)("ประกาศ prop trade") โดยเพิ่มหลักเกณฑ์การควบคุมการลงทุนในบัญชีประเภท day trade ซึ่งมีผลใช้บังคับเมื่อวันที่ 1 พฤศจิกายน
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading
? trading accounts to trade TRAF shares in concealment and on a continual basis to mislead and induce the general public into buying and selling such shares. The act of Lalana was considered contravention of
and Mr. Phisudhi in providing securities trading accounts of individuals above mentioned, and also involving in financial transaction concerning the trade of EARTH share and EARTH-W4. 19/08/2021
trade securities for his own benefits through such client?s account. Trading securities on behalf of client, making trading decision without the client?s orders in the client?s securities trading
account to the client every time after the trade date. {B}, however, agreed to make reparations to the client.In performing their duties, investment consultants can send trading orders only when obtaining
into the case and found that from July 24 to August 26, 2009, {A} {B} {C} {D} {E} {F} {G} {H} {I} {J} and {K} had colluded to trade MILL shares through securities trading accounts of their own and other
trading period to be inconsistent with normal market conditions to mislead other persons that CHUO shares were in high demand at the time and lure them to trade such shares accordingly. His offense was in