make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
1-22, 2010. She had submitted trading reports via electronic channels and mobile phone to the client who accepted the transactions. Such trading had resulted in a 73,400 baht loss for which {D} paid
innovations in domestic and foreign markets; (3) Corporate finance & products: Rules, regulations and procedures governing issuance and public offering of financial instruments and related transactions;(4
their trading accounts and facilitating financial transactions via the accounts.{A}'s action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); while {B} and {C}'s
Ms. Sujeera managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows
and Mr. Atthavut managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as
to deceive other persons. Mr. Bhusana committed a fraud by misappropriating money of IEC through the selling transactions of thermoplastic of an IEC project in Rayong province. In so doing, Mr. Bhusana
(Domain Names), Facebook, Line and Youtube user-accounts that KMM owns or is entitled to use. The above transactions (“Komchadluek Business and Trademark Acquisition”) is considered an acquisition of assets
Connected Transactions and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Connected Transactions