price case 146,000,000 x 100 = 12.02% 1,214,621,392 • Official assessment case 252,740,800 x 100 = 20.81% 1,214,621,392 • Sasipakdi Co., Ltd. case 149,755,000 x 100 = 12.33% 1,214,621,392 • Advanced

Notification on Standard Conduct of Business, mutatis mutandis, except in the case where this Notification prescribes specific regulations otherwise. 2 In contacting and providing services related to selling

under this Notification shall be a limited company or public limited company which meets the qualifications prescribed under Clause 5, Clause 6, Clause 7 or Clause 8 of Chapter 1, as the case may be

under this Notification shall be a limited company or public limited company which meets the qualifications prescribed under Clause 5, Clause 6, Clause 7 or Clause 8 of Chapter 1, as the case may be. 4

Chapter 1, as the case may be. 4 Chapter 1 The Applicant Clause 5 The applicant for derivatives business license type Sor-1 shall be: (1) a securities company which obtains a securities business license

of Directors of the Company has resolved to approve such appointment. In any case, the Company has entered into a connected transaction, occurring in the past six months prior to the date on which the

Background Highest Degree : [ ] Lower than Bachelor Degree [ ] Bachelor Degree and higher Major : Name of Institution : Related academic background in case of member of audit committee (Bachelor Degree or

the case that the offering price of the Company’s newly issued ordinary shares is lower than 90 percent of the market price, the Company shall prohibit SUTGH and the SUTGH’s shareholders who shall

shall not apply to the securities company’s branch office in foreign countries. Clause 3. The securities company shall open within the hours, and close on the days as follows: (1) in case of providing

person shall have the following characteristics: (1) in case of being an employee of management company, the position held shall not cause any conflicts of interest with management of fund and shall not