/public/idisc/en/Enforce Settlement Committee Order No. 58/2022 Dated 28/03/2022 (Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of

in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well

submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement

. 2535 resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 10/2024 Settlement

business operation of Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between September 22, 2024 and September 23, 2024

failure to order or act according to the duties as aresult, Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate

failure to prepare and submit the accurate annual report for the year 2020 (Form 56-2) in accordance with the notification of the Capital Market Supervisory Board resulted from the instructions or the

failure to prepare and submit the accurate annual updated information statement for the year 2020 (Form 56-1) in accordance with the notification of the Capital Market Supervisory Board resulted from the

failure to prepare and submit the accurate the annual registration statement / annual report (Form 56-1 One Report) for the year 2022 in accordance with the notification of the Capital Market Supervisory

Mr. Wang Huiwu Mr. Wang Huiwu, Chief Executive officer who is responsible for the operation of XJ International Holdings Co., Ltd. (“XJ”) shall be liable for XJ’s failure to prepare and submit a