legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in
from an investor who is not a client of RHB and the SEC’s further investigation into the case, it was found that during June 2020 – May 2022, Phisit had solicited investors to open securities trading
plant project to generate and sell electricity from natural gas in Dawei, Myanmar with two year operation period, starting from June 26, 2014. At present, however, it has not commenced commercial
Exchange of Thailand (SET) and the SEC?s further investigation, it was found that on 20 January 2014 Rapi, then managing director and major shareholder of RASA, reported to the SET that the company neither
. ?It is a good time for asset management company to develop mutual funds with innovative investment policy in response to needs of investors who nowadays become more familiar with mutual funds. Owing to
complaint from an investor and further investigated the case. It was revealed that she failed to make a risk tolerance assessment before soliciting the investor to buy units of mutual funds.In addition, {B
orderly functioned. In case WAVE intends to increase its investment in TSE, it should be cautious on increasing its stake up to 35 percent, as it will cause WAVE excessive debt burden. Moreover, the Audit
Provinces Project has elevated Thai capital market?s role in the country development as it provides more opportunity and access for business to long-term fund source. By participating in the Project, the
and Accountancy, Thammasat University said that it is such a privilege and honor to join this academic networking. With contribution from a number of qualified participants both scholars and finance
, capital market offers additional fund source in a variety of channels including PE trust which will be an effective solution for both fund raiser and investors as it is managed by professional trust manager