Bangkok, 6 February 2024 – The Securities and Exchange Commission (SEC) has provided an update on the progress of initiatives aimed at enhancing the quality of listed companies and the duty

misconduct in violation of Section 170 of the Securities and Exchange Act B.E. 2535 (1992)  (SEA) was dishonest duty performance that caused damage to the company or created a benefit for himself, as specified

committed the several distinct and different offences, the Court inflicted the punishment prescribed for each offence as follows: (1) for 18 counts of dishonest and failure to discharge his duty as director

:  Principle 1: Institutional investors should adopt a clear written investment governance policy suitable for their business nature, including measures and procedures for clear duty performance at all levels

issue for further consider? said Mr. Thirachai. ---------------------------------------- *Related juristic person refers to (i) a juristic person that is a shareholder of the person with duty to file

clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of

กรรมการอิสระซึ่งสามารถดูแล ตรวจสอบ และถ่วงดุลการบริหารความเสี่ยงและการควบคุมภายในได้ ในสัดส่วนที่เหมาะสม ทั้งนี้ เพื่อให้การประกอบธุรกิจเป็นไปเยี่ยงผู้ประกอบวิชาชีพในลักษณะเดียวกันจะพึงกระทำ (fiduciary duty

20 ลำ้นบำท หรือ 1 ลำ้น USD และควรมีท่ีปรึกษำทำงกำรเงินท่ีมี accountability ดูแล บำง startup มีกำรระดมทุนคร้ังเดียว และบำงรำยไม่สุจริต กำรระดมทุนตำมเกณฑข์องส ำนกังำน ควรจะไม่เกิน 20-30 ลำ้นบำทและกำร

King (TFAC), said: “TFAC is ready to collaborate with all related agencies to uphold the accountability of accounting professions and capital market.” Mr. Paisal Tarasansombat, Director, Thai Listed

policies, listed companies in Thailand are being encouraged to be more innovative and enhance their accountability to their shareholders by considering the impact of gender equality and women’s