guaranteed while in fact such rate was only a condition for auto redemption, not an estimate return. In any case, TBANK has already paid a compensation for the damage incurred to the customer.The demeanors of
risk investment policies. (Only for the policies investing in low-risk securities less than 50% of individual investment capital) (2) The revision will provide fund members with investment alternatives
urges investors wishing to invest in derivatives to deal with licensed companies only for proper legal protection. The licensee list can be viewed at the SEC website - www.sec.or.th. In case of
very delighted to offer a paying agent service to investors intending to invest in mutual funds at 1,770 branches across the country with a fee of 7 baht per bill only. Tesco Lotus believes that this
Thailand and other countries simultaneously or in proximate period. The regulations, to be effective in this August, will not only enhance competitiveness of the Thai capital market and increase investors
take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
initiating and promoting ?ASEAN CG Scorecard? project. We view that the assessment will not only help elevate CG quality of Thai listed companies in line with international standards, but also promote
Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for
authorization from his client and made SBL trading decisions for the client when there was profit or risk with the client's account. He then informed his client via telephone with regard to the profit and loss on
for investment decision making. SEC Secretary-General Vorapol Socatiyanurak said the SEC in collaboration with the Association of Thai Securities Companies (ASCO) urges each securities house to conduct