SEC Search

TikTok account sawakami1311 impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1942&CaseYY=2567

Investor Alert : TikTok account swkm.online impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account swkm.online impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1943&CaseYY=2567

Investor Alert : TikTok account sawakamionline impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account sawakamionline impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1944&CaseYY=2567

Investor Alert : Facebook page "Thai Gold Futures Online" impersonates "HUA SENG HENG Co., Ltd."

Facebook page "Thai Gold Futures Online" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 14/05/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1944&CaseYY=2568

Investor Alert : TikTok account sawakami_th9 impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account sawakami_th9 impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1945&CaseYY=2567

Investor Alert : Facebook page "Hua Gold Futures" impersonates "HUA SENG HENG Co., Ltd."

Facebook page "Hua Gold Futures" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 14/05/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1945&CaseYY=2568

Investor Alert : TikTok account sawakami127 impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account sawakami127 impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1946&CaseYY=2567

Investor Alert : Facebook page "Gold Investment flow" impersonates "HUA SENG HENG Co., Ltd."

Facebook page "Gold Investment flow" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 14/05/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1946&CaseYY=2568

Investor Alert : TikTok account japanesesawakami2 impersonates Sawakami Asset Management (Thailand) Co., Ltd.

TikTok account japanesesawakami2 impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1947&CaseYY=2567

Investor Alert : Facebook page "HSH shop" impersonates "HUA SENG HENG Co., Ltd."

Facebook page "HSH shop" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 14/05/2025)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1947&CaseYY=2568