S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under

Mr. Witoon Suriyawanakul During June 29, 2012 - August 23, 2012, Mr. Witoon Suriyawanakul purchased 8,022,881 ordinary shares and 3,500,700 warrants of Siam Global House Public Company Limited

warrants of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading accounts of four persons and clearing such transactions for Mr. Witoon’s benefits in such a way that taking

Mr. Apilas Suriyavanakul During August 6 - 15, 2012, Mr. Apilas Suriyavanakul aided and abetted Mr. Witoon Suriyawanakul in purchasing 1,677,881 ordinary shares of Siam Global House Public Company

Mr. Kriangkai Suriyawanakul During August 7 - 8, 2012, Mr. Kriangkai Suriyawanakul aided and abetted Mr. Witoon Suriyawanakul in purchasing 125,000 ordinary shares of Siam Global House Public Company

Mr. Niel Arthur Robbirt Mr. Niel Arthur Robbirt colluded with other alleged offender in operating securities businesses of brokerage and persuade the investors to invest by Global Consultant Limited

บริษัท โกลบอล คอนซัลแตนท์ จำกัด บริษัท โกลบอล คอนซัลแตนท์ จำกัด ("Global") ร่วมกับผู้ถูกกล่าวโทษรายอื่นทำการชักชวนบุคคลให้ลงทุนในหลักทรัพย์ตามคำแนะนำและบริหารจัดการของ Global นอกจากนี้ Global ยังใช้

. the IOSCO, established in 1983, is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. The SEC has been

Derivative Warrants | VGI01C1601A | DERIVATIVE CALL WARRANTS ON VGI GLOBAL MEDIA PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2016 # A | Stock

Derivative Warrants | VGI01P1601A | DERIVATIVE PUT WARRANTS ON VGI GLOBAL MEDIA PUBLIC COMPANY LIMITED ISSUED BY BUALUANG SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JANUARY 2016 # A | Stock in