position as the company secretary of RASA responsible for the organization of the board of directors? meetings. On the following day, she purchased 120,000 RASA shares through Panadda?s trading account
and {A} failed to perform duties of independent financial advisor for the IPO applicant with due care, causing deficiencies in the following matters: (1) deficient due diligence on a transaction of
Bangkok, March 5, 2012 ? The SEC board is proposing to amend the Provident Fund Act of 1987 in the following areas:(1) Employee will be able to pay savings into the fund at the rate higher than
Group Plc. ("MGR") of the following offences:1) Jointly falsifyng the copies of MGR?s board meeting minutes to deceive that the board approved MGR to enter into loan guarantee agreement for a 1 ,078
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
, they still need to develop further in the five following areas including 1) Anti-corruption 2) Whistleblowing 3) Effective implementation of business ethics 4) Review and monitor corporate strategy
filed a criminal complaint against two other offenders, namely (1) Surasak Chuntori, and (2) Ekkamon Chuntori, for using insider information to purchase GLOBAL shares. Following a referral from the Stock
would constitute a contravention of Section 246 of the SEA. Based on reasonable evidence found in the case indicated that the following persons were involved in the scheme, the SEC thus filed the
then make the trading transactions through the following websites: (1) www.masterbenasia.com, (2) www.solidgoldasia.com, (3) www.everchampgroup.com, (4) www.empirelinkgroup.com, (5) www.hkdealing.com
an employee of MTS Gold Futures Co., Ltd., effective from November 20, 2012.Following a report on {A} case filed by Sicco Securities PLC (presently CIMB Securities International (Thailand) PLC), the