Perform Duty of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from performing duties of investment consultant for six months. Taking into

: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012 as well as has prohibited characteristics under Clause 6(3) of the

training content may be insufficient or not fully aligned with the roles and responsibilities of IA, who need to perform in-depth analyses, such as social and environmental analysis. In this regard, the

and legal proceedings.    In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before

the liquidator's website, as well as deposit assets at the Deposit of Property Office, if applicable.           3) The liquidator may delegate certain tasks that they are unable to perform to

of default according to the specified terms, and a waiver of actions related to such event of default:(1) The bond issuer’s failure to perform the duty of promptly notifying the bondholder

that related parties are able to perform their respective duties to the fullest capacity. This is to support a well-balanced financial reporting ecosystem and enhance the quality of financial reports of

affected client.  Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

ECD for further investigation and legal proceedings.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an