>> Business Office Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorNor. 5/2550 Re: Establishment of a Branch
>> Execution of Agreements for Management and Management of Private Fund Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03
calculation Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03/2000 Contact The Securities and Exchange Commission
/ >> Disclosure Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 108 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 133 26/12/1999
Fund Selling Representative Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 100 12/03/1992 16/05/1992 Contact The Securities and
Manager Business >> Executives of asset management companies and personnel in asset management business Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E
shareholders as appearing in the licensed operator’s list of shareholders submitted to the Ministry of Commerce. Clause 4 This Notification shall come into force from 1 December 2017. Notified this 31st day of
the procedures prescribed on the SEC website. Clause 5 This Notification shall come into force as from 1 February 2017. Notified this 29th day of December 2016. (Mr. Rapee Sucharitakul) Secretary
substances of the securities, including key features and risk factors, as specified in the attachment hereto. Clause 3 This Notification shall come into force from 1 July 2016. Notified this 18th day of March
evidentiary documentation according to the Licensing Manual for the Public. 2 Clause 4 This Notification shall come into force from 16 November 2018. Notified this 1st day of October 2018. (Mr. Rapee