deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
. SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved rule revisions to allow underwriters to trade underlying securities of securities
who holds the title to the trust property and is responsible for the trust management, or by the resolution of the REIT unit holders. There are also similar supervisory aspects in the areas of conflicts
Bangkok, November 16, 2011 ? The Capital Market Supervisory Board has approved a disclosure rule requiring issuers of all types of securities for public offering present a clear and concise factsheet
Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving
เคลื่อนไหวของตลาดทุนโลก เหตุการณ์สำคัญและผลกระทบต่อตลาดทุน มาตรการพัฒนาตลาดทุนของแต่ละประเทศ การใช้เทคโนโลยีเพื่อเพิ่มประสิทธิภาพในการกำกับดูแล (Supervisory Technology: SupTech) มาตรฐานการกำกับดูแลสินทรัพย์
Capital Market Supervisory Board. On August 10, 2018, the Criminal Court ruled against him for violating Sections 247 and 298 of the SEC Act conjunction. Since the defendant pleaded guilty, the court
comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as he failed to prepare and submit (1) a report on the total number
the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed to comply with the regulations as specified by the Capital Market Supervisory Board by assisting or facilitating the group
the period specified in the notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of