. *** For example, a foreign CIS fund must be subject to regulatory standards regarding supervision, issuance and offering, and fund management applicable to retail funds in that country. Additionally, the

, they are subject to penalties under Section 300 in conjunction with Section 302/1 of the SEA. Consequently, the SEC has filed the criminal complaint against ETL and the nine associates.   Following the

shares, subject to the following conditions: (1) CIG must receive no less than 310 million baht from the RO; (2) Legal due diligence related to the OW investment transaction must be completed before the

duties to maintain the minimum net capital requirement by NC-1 method and failure to do so shall be subject to observing the following:    (1) Suspend all types of business operations until the minimum

subject of “Disclosure of the Report of Audit Committee in One Report”.This seminar was organized with the aim to accentuate the importance of the roles of audit committees in corporate governance

only the commencement of the criminal proceedings, whereby the consideration of whether any person is guilty is subject to the inquiry official’s investigation, the public prosecutor’s prosecution, and

company for 5 years, and as major shareholder of derivatives business operator for 10 years.   Due to the deficiencies in duty performance of Mr. King, SKFM was subject to violation of Section 117

the offenses are subject to the criminal complaint under Section 300 of the SEA. The criminal complaint against the four offenders is in relation to the SEC’s order issued by virtue of Section 58 (1) of

under Section 243 and subject to penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) and Section 317/4(1) of the Securities and Exchange Act (No. 5) B.E. 2559 (2016) in

investors, and a talk about four aspects of knowledge about digital assets, a new subject receiving interest from the public. SEC Assistant Secretary-General Praoporn Senanarong, discussed an overview of