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credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such
Bangkok, June 12, 2012 - The SEC today signed a Memorandum of Understanding (MOU) with the Financial Services Commission (FSC), the capital market regulator of the Republic of Korea (South Korea), to
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
Securities Public Company Limited, the SEC further probed into the case and found that for the period of more than one year, Tanya, a capital market investment consultant, submitted a number of securities and
} and a capital market investment consultant, namely {D}.Following the report and further probed into the case by Globlex Securities Company Limited, it was found during the first investigation that {A
associate med well in t 7. nd others for ile the servic n baht or 86 s success in iaries hit the itutions. hange % 80.3% 31.1% 23.2% 36.4% 90.8% 19.1% 41.6% 90.8% 76.3% 183.9% 45.2% ich invested cted from the
associates of THB 53mn mainly resulting from a severe COVID-19 impact in the Indonesian market. Net loss was THB 161mn with a net loss margin of 31.7%. However, EBITDA was a lower negative of THB 44mn. Our
the market. With these factors, the company is assured that J FinTech Co., Ltd. as a subsidiary will have the better operation prospects from the second quarter of 2018 onwards. 2. Financial Technology