investment limit, the intermediary shall undertake the additional acts as follows; (1) apply for an allocation from the investment limit for each client before commencing the service provision. In this regard

service users. Clause 6 An approved person for operation under a regulatory sandbox in the same manner as a derivatives clearing house shall arrange a work system and operate efficiently in the additional

under a regulatory sandbox in the same manner as a derivatives clearing house shall arrange a work system and operate efficiently in the additional matters as follows: (1) a system for repayment of

: (1) ensure safekeeping of the collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a

collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a system to monitor any benefit on the

securities lender, it shall also: (1) ensure safekeeping of the collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause

. In the case where the Office requests the management company to explain or to provide additional documents within a specified period, if the management company does not comply nor proceed within the

company in writing that the Office has received complete documents. In the case where the Office requests the management company to explain or to provide additional documents within a specified period, if

follows: (1) a statement related to how investors can acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are recommended to study related

information under (1)(b) 1. to 3. Clause 11. In advertising the fund, the securities company shall at least have statement or warning as follows: (1) a statement related to how investors can acquire additional