financial statements of the group of offerors for the CPT shareholders immediately after the submission of the tender offer to the Office of the Securities and Exchange Commission, and by failing to ensure
period by the notification of the Securities and Exchange Commission resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in
Securities and Exchange Commission (SEC Office). SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 142/2025 Dated 15/12/2025
failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94
total amount of securities held (Form 246-2) and the statement of intent to make a tender offer (Form 247-3) to the Office of the Securities and Exchange Commission later than the specified period, which
offer in Form 247-3 and the offer document in Form 247-4 to the SEC Office within the period prescribed by the Securities and Exchange Commission. Subsequently, Mr. Parkin reduced his shareholding to
financial statement on September 19, 2025, later than the period specified in the notification of the Securities and Exchange Commission. Moreover, Coindee failed to publish such financial statement on the
the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to
1, 2022 to April 21, 2025, Merkle failed to comply with the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, Merkle’s 11
with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems