and Leasehold REIT (DREIT) (property sales profit recorded in 3Q19), and the recognition of gain on reclassification of investments in 4Q19, and recognition of gain on sales of investments in associated
risk associated with the case where such securities underwriter becomes issuer of instrument whose underlying securities has been underwritten by itself, providing that such securities underwriter has
13, 2011. 9 (6) purchase or sale for its own proprietary portfolio to manage risk associated with the case where such securities underwriter becomes issuer of instrument whose underlying securities has
) purchase or sale for its own proprietary portfolio to manage risk associated with the case where such securities underwriter becomes issuer of instrument whose underlying securities has been underwritten by
guidelines under the first paragraph shall at least prescribes that the employee shall trade securities through the securities company which he or she associated with unless the securities company demonstrate
associated with unless the securities company demonstrate to the Office that the securities company resorts to other means of control over the securities trading of its employees which is generally accepted
หรือหักด้วยบัญชีค่าเผื่อการปรับมูลค่าและค่าเผื่อการด้อยค่าของเงินลงทุนแล้ว 5. เงินลงทุนในบริษัทย่อยและบริษัทร่วม (Investments in subsidiary and associated companies) หมายถึง เงินลงทุนในบริษัทย่อยหรือ
financial institution with which the person was associated or the customers thereto; or (2) having been sentenced to imprisonment by the court’s final judgment and it has not yet surpassed the three-year