) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
Procedures for Lending of Money for Purchasing Securities dated 5 November 1997; 6“securities trading center” has been repealed; “Office” means the Office of the Securities and Exchange Commission. Clause 2
units and exercise price of THB 2 per share. Subsequently, 98mn additional listed shares begin trading on SET on 9 November 2017, resulting in an increase in paid-up common stock to THB 3,439mn shares
our overall offerings to consumers through our logistics platform. During the quarter, VGI partnered with Kerry Express to soft launch smart sampling through Kerry Express’ network. Our smart sampling
securities are listed and/or admitted to trading, or are intended to be listed or admitted to trading. In the latter case, indicate the dates on which the debt securities will be listed and/or admitted to
3. Mr. S 4. NBC T holders No. 2 ated for the ders proporti and effects of 5. Resolv h the Compan rdinary share on to trading p shares at a 00. Details of Date of i Registere Number shares Par value
following categories: (1) securities brokerage, securities trading or securities underwriting; (2) investment advisory providing investment planning to clients or using software programs in providing services
) being a loan for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country