เน่ืองจำกในกำรจัดกำรกองทุนต้องมี accountability ในกำร ด ำเนินกำร โดยหำกลงทุนผิดพลำด ก็อำจสร้ำงควำมเสียหำยได้ อีกทั้งยังเป็นบริกำรทำงกำรเงินที่อำจเข้ำถึงประชำชนวงกว้ำง จึงไม่ควรมีทุนจดทะเบียนช ำระแล้วต่ ำ
: “Information Disclosure and Practice of Listed Companies in Acquisition or Disposal of Asset B.E. 2547”. The Company, therefore, obtains duty to disclose information of such transaction as per the enclosure
The Stock Exchange of Thailand RE: “Information Disclosure and Practice of Listed Companies in Acquisition or Disposal of Asset B.E. 2547”. The Company, therefore, obtains duty to disclose information
Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the SEC Office’s Project to Resolve Disputes by
, for instance the compliance according to the Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the
Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the SEC Office’s Project to Resolve Disputes by
Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the SEC Office’s Project to Resolve Disputes by
Mutual Fund Manager 19. Report/Form (Notification of Securities and Exchange Commission) Form 133-2 Report on the Commencement Date or Temination Date of Performance of Duty as Private Fund Manager 20
firm to perform duty as local intermediary in Thailand ( issued by Qualifying CIS Operator ) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the Qualifying CIS
of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the