accordance with the following criteria: (1) there shall be a user management in place to limit access for authorized users only, as follows: (a) a formal user registration process to enable assignment of
the association with the approval of the SEC Office. If it is necessary and expedient, the SEC Office shall have the power to instruct a management company to act additionally or differently from the
prescribed by the association with the approval of the SEC Office. 4If it is necessary and expedient, the SEC Office shall have the power to instruct a management company to act additionally or differently
interim dividend payment in Q3-2019. Sincerely yours, (Ms. Sarin Chandranipapongse) Company Secretary Authorized Signature on behalf of the Company
……………………………….…….………. Detail of such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of
such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of the
client, by arrange to have documents which can identify its client or the authorized officer of client in case of juristic person. The provision in the first paragraph shall apply to the counter trader
16/1.16 17 A securities company shall get to know its client, by arrange to have documents which can identify its client or the authorized officer of client in case of juristic person. 16 Amended by