, the SEC Office shall consider and proceed in accordance with the regulations regarding possession of prohibited characteristics in Group 3 under Chapter 7. Clause 25 In case personnel in the capital

secured corporate bonds, whether the collateral of such bonds is provided at the time of making an offer for sale of such bonds or thereafter, the collateral of such bonds shall have the following

bondholders have the right to redeem such bonds prior to the dissolution of the company under the specific conditions and period of time. Clause 35 In the case of secured bonds, whether the collateral of such

prior to the dissolution of the foreign entity under the specific conditions and period of time. Clause 35 In the case of secured bonds, whether the collateral of such bonds is provided at the time of

, short-term liabilities, and long-term secured liabilities with financial institutions and also use it as working capital; The request for the License return also reduces the risk of capital structure

underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short selling by means of entering

units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short

account: (a) there shall be [i] an asset for exchanging with the ETF units or [ii] the ETF units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of

of the agricultural derivatives business according to the type specified in the license only after the SEC Office has examined and viewed that the licensee can demonstrate its possession of: (a) good

licensee can demonstrate its possession of: (a) good and efficient management; (b) efficient policies and measures on prevention of conflicts of interest, prevention of access to inside information between