, insurance, etc. 608.43 93.72 - - 608.43 93.72 479.47 73.55 128.96 20.17 Sub-total cost Compensation for Loss of production cost 702.15 696.57 - 39.87 702.15 736.44 543.47 736.44 149.13 - Total cost Deduct

Improvement cost Re-design cost, advisor cost, insurance, etc. 608.43 93.72 - - 608.43 93.72 484.64 73.55 123.79 20.17 Sub-total cost Compensation for Loss of production cost 702.15 696.57 - 49.64 702.15 746.21

-design cost, advisor cost, insurance, etc. 608.43 93.72 36.92 - 645.35 93.72 484.64 73.55 160.71 20.17 Sub-total cost Compensation for Loss of production cost 702.15 696.57 36.92 59.75 739.07 756.32 558.19

opinion; “collateral” means a collateral for compensation of damage to a customer arising from incorrect or incomplete performance of duties of the investment advisory company, i.e. : (a) insurance policy

ประกันภัยความรับผิดที่เกิดขึ้นจากการประกอบวิชาชีพ (professional indemnity insurance) NAV มูลค่าทรัพย์สินสุทธิภายใต้การบริหารจัดการ ณ สิ้นวันทำการสุดท้ายของแต่ละเดือน > ไม่น้อยกว่า

contracts overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for the

overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for the management of

derivatives contracts overseas: (1) Government Pension Fund; (2) Social Security Fund; (3) Life insurance companies; (4) Commercial banks; (5) Banks established under specific laws; (6) Securities companies for

cost Re-design cost, advisor cost, insurance, etc. 645.35 93.72 36.34 17.36 681.69 111.08 490.36 90.83 191.33 20.25 Sub-total cost Compensation for Loss of production cost 739.07 756.32 53.70 32.59

quarter of year 2019) Aggregate actual cost ended as of March 31, 2019 Estimated Improvement cost (For remaining works) As at March 31, 2019 Improvement cost Re-design cost, advisor cost, insurance, etc