establishment of new Type 1 property fund and existing funds? increase of scheme capital,? said SEC Deputy Secretary-General. # # #
environment without being subject to the existing regulations.
not have other alternative source of funds that provides higher credit facility with lower cost as the said terms and conditions are even better than existing credit facility granted by AM. IFA views
} also admitted that in 2008 she falsely informed her client that she had subscribed new shares issued to existing shareholders (rights issue) despite the client no longer had such shares in his account
, TMB Asset Management Co., Ltd. and Tisco Asset Management Co., Ltd. are ready to accommodate PVD transfers to the existing RMFs as they have already put in place account segregation systems and separate
investment, (2) investor education focusing on informing existing investors of financial products, risk profile and investors? right protection, and (3) sophisticated investor education focusing on higher risk
an expected issue rating from an inter CRA. New issuers must obtain ratings of no lower than investment grade. Existing issuers seeking approval to issue bonds for roll over purposes may be granted a
carried out in an organized manner, with roles divided among the participants, for the benefit of the group of offenders. The misconduct involved: (1) contacting a group of existing shareholders to
การที่สำนักงานกำหนด และการทำ KYC แบบ online ที่ไม่ได้พบเห็นลูกค้าต่อหน้า 4 (non face-to-face) โดยใช้เครื่องมือหรือเทคโนโลยีเข้ามาช่วยให้การดำเนินการได้คุณภาพเทียบเท่าแบบพบเห็น ลูกค้าต่อหน้า โดยหลักการที
รด ำเนินกำร มีประสิทธิภำพมำกขึ้น ทั้งในด้ำนควำมสะดวก รวดเร็ว น่ำเชื่อถือ และกำรท ำ KYC แบบ online ที่ไม่ได้พบหน้ำ ลูกค้ำ (non face-to-face) แต่ใช้เทคโนโลยีเข้ำมำช่วยให้กำรด ำเนินกำรได้คุณภำพเทียบเท่ำ