trading volume of MORE securities from normal market conditions, were liable to be a violation of Section 244/3 (1) and (2), in conjunction with Section 244/5 and Section 244/6 of the Securities and
, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators
Exchange Commission No. Sor Nor. 29/2566 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, and Mutual Funds for Institutional Investors (No. 7
of the Securities and Exchange Commission No. Kor Jor. 12/2567 Re: Rules, Conditions and Procedures for Granting Approval of Initial Coin Offering Portals (No. 11): (https://publish.sec.or.th/nrs
preparations for AMCs wishing to establish Thai ESG funds under the new conditions or to revise the existing fund scheme to enhance flexibility in making investments under the new regulations,” added SEC
) Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2567 Re: Rules, Conditions and Procedures for Reporting Disclosure of Financial Position and Operating Results of Securities Issuer (No. 27
provide business operators with sufficient time to amend the terms and conditions in the subordinated debt contracts in compliance with the specified definition. The purpose of these proposed amendments is
Bondholders may use the electronic Form For. 19 for rehabilitation planner selection and attach the required supporting documents via the methods, terms and conditions specified on the Legal Execution
create artificial prices or trading volumes for ECF shares, with the intent to distort the price or trading volume from normal market conditions. In this regard, (17) Mr. Suppharoek Kwaennoi assisted or
shares, subject to the following conditions: (1) CIG must receive no less than 310 million baht from the RO; (2) Legal due diligence related to the OW investment transaction must be completed before the